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Owners’ Human Rights
- A Chink of Light
By Robert T. Campbell
March
2003.
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Susan
Strickland runs a care home in Hertfordshire. In 1995, after a
history of disagreement with Hertfordshire Registration and
Inspection Unit, her home was closed down by emergency order on the
ground that there would otherwise have been a serious risk to the
life, health or wellbeing of residents.
Mrs
Strickland had had no notice of the fact that an emergency
application was to be made, despite my being in negotiation with the
authority at this time, and the home was closed immediately, all
residents being taken to other homes, many in great distress. A
substantial number of the residents soon died, although no one can
say if that was caused by or contributed to by the trauma of the
closure. What was clear, however, was that Mrs Strickland faced very
substantial losses and possibly financial ruin.
One
year after the closure our appeal to the Registered Homes Tribunal
was heard and, extraordinarily (I don’t think it had happened
before) a submission by us akin to "no case to answer" was
made after the authority’s evidence had been heard and allowed. We
had won without calling any of our numerous witnesses.
The
basis of the submission was that the officers had not visited the
home during the 6 days preceding their application for the emergency
order and could not, therefore, say what conditions existed in the
home at the time they were telling the magistrate that there would
be a serious risk. Their "evidence" was historical.
In
the meantime Herts had issued a separate proceeding to cancel Mrs
Strickland’s registration on the ground that she was unfit and an
application that Mrs Strickland had made to manage her own home was
refused. About another year passed pending the hearing of her
"fit person" appeal when, on the afternoon of the day
before the hearing was due to start, the Council faxed a letter to
the tribunal saying they wanted to withdraw. The tribunal
subsequently re-instated Mrs Strickland’s registration and, some 7
˝ years after the original blow, this tenacious woman is getting
back on her feet, filling the home and battling on.
Mrs
Strickland is now suing for compensation. The main plank of her
argument is that the Council were, at the very least, negligent in
the way they treated her and have caused her very substantial loss.
For
years now the law in relation to this kind of action has been firmly
tilted against home owners. The rot set in with a case called Martine
in 1993 that established, in effect, that Registration Authorities
did not owe home owners a duty to take care in the exercise of their
functions. The rationale for this was essentially that for them to
owe such duties may produce a conflict of interest between that and
the clear duties they owed to residents. Martine was
followed by a line of other cases unhelpful to our cause.
In
the light of this Herts decided to apply for Summary Judgment. That
is to say it submitted the law was so clearly against us that we had
no chance of succeeding at trial and therefore our claim should be
struck out.
The
matter came before a High Court judge recently. Mrs Strickland was
represented by Leading and Junior Counsel, so important is the issue
at stake for her.
The
Council’s lawyers put forward a number of alternative arguments in
support of their contentions and the decision was reserved.
When
the reserved decision was handed down it contained the following
passage:
"There
is no doubt, however, that the law has moved on since the decision
of the Court of Appeal in Martine and that of the House of
Lords in X v Bedfordshire County Council. It is well established
that it is inappropriate to grant summary relief in respect of a
claim which depends on principles of law which are in a state of
flux or development: see e.g. E v Dorset County Council
(1995) 2 AC 633. Moreover, so far as the vexed question of whether a
duty is owed by local authorities in the exercise of statutory
functions is concerned it is virtually beyond question that the law
is indeed in a developing state. In Douce v Staffordshire County
Council (2002) EWCA Civ.506 the Court of Appeal were addressing
an appeal from Rafferty J. who had refused an application for
summary judgment made by the defendant county council in respect of
a claim brought against them in their capacity as the
"registration authority" under the Registered Homes Act
1984. The appeal was dismissed and the court expressed its thanks to
counsel for their assistance "in changing legal
landscape". Both the Judge and the Court of Appeal were of the
clear opinion that "we are here in an area of developing
jurisprudence and considerable uncertainty when… we are dealing
with the tortuous liability of local authorities entrusted with a
regulatory function".
We
have won the battle – now for the war!
It
has to be said there is no guarantee the court that eventually tries
the case will agree with the judge who heard the Summary Judgment
application. However, that one judge can find it in himself to
acknowledge Mrs Strickland may very well have rights, whereas
previously the door has been slammed very firmly in such home owners’
faces, is a very significant departure from the accepted position on
this issue.
It
must be right that home owners should have some form of redress
where regulatory authorities act so incompetently as to cause them
such horrendous damage. That this may give rise to a fine balancing
act between the duties owed to residents and those whom they police
is no bad thing. The absence of any safeguards for home owners has
for too long been a window for abuse of power with impunity. If Mrs
Strickland is successful this will, at last, be closed.
Robert
Campbell is a leading healthcare lawyer, principal of Robert Campbell & Company, Tel: 0870 2412139, email: robertcampbell@fastlaw.fsnet.co.uk
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